I taught college composition for decades and long preached that clarity trumps everything—grammar, mechanics, style, everything. If you strive first to be understood, you need to spit out your gum and embrace clarity. Once you do that, all the other elements of communication tend to fall in line in support of the goal of making yourself understood.
This concept is particularly important to grasp when attempting to communicate in the workplace, which can be a dicey affair on the best day. Therefore, it behooves the good boss to spit out the gum and to communicate as clearly as possible. And what could be clearer than transparency?
Unless your work environment demands security clearances or requires knowledge of super-secret recipes, transparency in leadership is a vital tool for building a healthy workplace. But you may be thinking, transparency sure can be mighty hard. After all, if you aren’t transparent enough, all folks see are the flecks of dirt, the smudges, and the thin film of filth that coats the surface. If you are too transparent, why then you are liable to have a bird fly right into you. What is a boss to do?
The simple fact of the matter is that every leadership action has consequences, and those consequences are felt by employees and clients even when the original action had been concealed. In other words, sooner or later, in one way or another, transparent or not, the truth will usually out. Better to be in front of it rather than constantly trailing behind.
ON BEING TRANSPARENT, NOT INVISIBLE
As counterintuitive as it may seem, transparency is the art of visibility. Transparency has to do with candor and openness, and a transparent leader will habitually seek to keep employees up-to-date and aware of circumstances and how they inform decision making. Truly transparent leaders do not distinguish between good and bad news, major or minor facts, or anything in between when sharing information. As with writing or any form of communication, the goal is to be apparent, easy to read, visible.
A transparent boss leads with forthright candor on the assumption that most professionals would prefer the freedom of knowing even bad news over blissful ignorance. Furthermore, an informed employee is an empowered employee, and the price of that empowerment is accountability, which is an easy bargain. In my experience with overseeing transparent and accountable workplaces, true professionals really do want to deliver more while being held to higher standards.
Transparent leaders stand out for their straight-forward honesty, not wanting to conceal either news or themselves from colleagues and employees. Practicing such transparency reduces the element of surprise and its disruptive potential. It also signals to employees that they are valued and trusted enough to share in news. Finally, it helps to motivate employees because an informed employee will have a better sense of workplace goals and will be able to enjoy more autonomy.
The transparent leader will face some challenges, the first being the most obvious. True transparency will make you more susceptible to criticism and attacks—it’s the cost of honesty. Some boors imagine that vulnerability in a leader is a sign of weakness, that to be vulnerable is to be meek and ineffectual, but the opposite is true. To purposely render oneself vulnerable requires courage, mettle, and resilience and and will increase inner strength. By contrast, in my experience leaders who practice opacity often act as though they have a license to bully even as they cower behind bureaucratic hierarchies and sycophantic underlings. Certainly, willful opacity is the last refuge of cowards.
Another, far thornier challenge is that the transparent leader can never be transparent enough. In other words, no matter how open and candid you attempt to be, no matter how forthrightly you hold yourself, there will always be something you hold back. Perhaps you withhold something that is not fit for general consumption, such as a sensitive personnel action. More often though, it is just something you overlooked or just plain forgot because you thought it trivial or figured it was already known. Worse still, the more transparent you attempt to be, the likelier someone will call you out for a matter you did not reveal. That said, I find that within a culture of forthright candor, explaining that certain information is sensitive or simply acknowledging an honest oversight will mollify most detractors, at least the reasonable ones, and the unreasonable ones will likely remain miserable no matter what you do.
On the other hand, if you claim to be transparent but purposely withhold non-sensitive information or cover up oversights, your employees will simply mistrust you. You would be better off choosing opacity over outright deception although the distinction tends to blur over time.
Leaders who default to forthright candor and openness will likely find their workplaces less aggrieved and more productive, particularly if they also seek to develop a culture of “yes.” In addition, they will earn political capital and increase their mettle and will find themselves better able to face challenges alongside their employees rather than in opposition to them.
So, spit out your gum and communicate clearly and openly by embracing a philosophy of forthright candor and maximum transparency as you develop a culture of “yes.” Empowering your people this way will free you from the burden of constant guardedness and will transform your workplace for the better.
It is not enough to do good. Let me repeat that. Doing good is not enough. Many people do some good in this world, by which I mean achieve some positive outcome, but too often we achieve that outcome by doing bad, which is not good enough.
Yes, this is a piece about how the ends almost never justify the means spiced up with a dash of the Golden Rule.
To start, I will readily concede that sometimes the ends may indeed justify the means. But rarely. If we agree that killing people is bad, we may still conclude that killing a bad person before they can harm an innocent is okay. Great. That is a pretty exotic scenario, though. More commonly, you may have experiences where you determine that being mean or loud or harsh or blunt or rude or even flagrantly dishonest will achieve your positive end, but doing so begs key questions: Is the choice to behave badly worth it? Is it the only or even the best option for achieving that good end?
And don’t rationalize. It is all too easy for us humans to rationalize doing bad when the outcome is positive even though we have made no exertion of integrity.
After all, while much good in this world has come from those who seek laudable goals such as freedom, truth, virtue, progress, and even love, how many atrocities have been committed in the pursuit of freedom, truth, virtue, progress, and even love?
A Handy Three-Part Test
To help us along, here is a three-part test for determining just when the ends justify the means. All three standards must be met in order to pass the test.
First, is the outcome truly good?
Second, does the good of the outcome completely offset the bad of the means, including foreseeable repercussions?
Third, if the outcome both is truly good and absolutely offsets any bad associated with the means, can you be sure that there was no other reasonable way of achieving your purpose?
Failing to meet any one of these three admittedly lofty bars is enough to sink the integrity of the whole project and you must conclude that the ends do not justify the means.
These sorts of dilemmas come up all the time for mission-driven organizations. Assuming that your mission is truly good (the first test), what negative or harmful means are allowable for you to achieve that good? Hopefully none, but for some reason that conclusion seems perpetually out of reach for so many decision-makers and organizations.
As I have mentioned numerous times, I spent decades in higher education as a faculty member and as an academic administrator. Every institution of higher education, no matter its type or size, is exceedingly complex and has a tremendous impact on its students, its staff, their families, and the community. Therefore, the brand of moral dilemma I sketched comes up all the time. In my experience, though, rarely is that three-part test applied in any rigorous or honest way. I certainly failed to apply it many times myself in decisions both large and small. To make matters worse, the complexity of many scenarios sometimes can obscure the ramifications.
From that experience I learned that it is all too easy to convince oneself that because the overall mission of the institution is good, the actions of the institution in pursuit of that mission must also be good. Sadly, that is infrequently the case. I have seen administrators and faculty rationalize away all sorts of egregious behavior by assuming that since the first test is met (that the outcome is truly good), the other two tests may be waived.
Some Handy Rules of Thumb
Here is a rule of thumb for visionary, beneficent, and mission-driven organizations to apply to help avoid such pitfalls:
Not following this rule is tantamount to instant and de facto failure.
If your mission is to educate students to be successful in life while upholding ethical and professional standards (a common intention in university mission statements), then do so throughout the institution. Treat students, faculty, and staff they way you expect your graduates to treat others. This is golden-rule-level stuff here as well as plain good educational modeling.
The same is true for any mission-driven organization. Consider your mission. Ask yourself, what does it mean? What does it really mean? What are its implications? What assumptions does it make about ethics and behavior? Does your organization live up to those standards every day and in everything? Do you?
Of course not. We all screw up. But do you habitually correct course when you are astray and then learn from your errors, or do you just thinkingly or unthinkingly rationalize flaws away, thus compounding or repeating them?
If your organization strives to achieve some standard of human decency for your clients or society, a broad goal of many nonprofits whatever the specifics, do you apply that same standard to how you treat your workforce? Do you tolerate and rationalize low pay or a stringent work culture because you think the good you do for clients offsets it (test 2)? Is there another way (test 3)? And, please, never assume the answer is no because of past practice, culture, or (shudder) tradition.
I offer another rule of thumb:
None of what I have written here is simply to apply.
The ends do not justify the means except when they do, which is not very often yet does happen although so infrequently that you probably should doubt yourself when it does but not every time, so it is best to just not look for it.
As a public service, I offer here an algorithmic take on my three-part test:
1. Is the end truly good?
2. Does the good of the end offset or overmatch the harm of the means?
3. Is there any other way to minimize harm while still achieving the end?
Applying this test to every decision that involves a moral or ethical dimension (and don’t they all?) sounds like a lot, but it quickly can become a habit. Two more rules of thumb may help:
It is great to do good. Please, keep doing good, but be very sure you are doing good the right way. Otherwise, what is the point?
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In my last post, I described an alternative conception of US higher education that supplants the current thinking of the student-as-customer and the problems it engenders. I proposed that we should abandon that model for one that promotes the individual student as a consumer with society as a whole being the customer. This new paradigm merges the best of the traditional view of higher education as a meritocracy to improve society and the trending view of higher education as merely a private benefit for student careers. It also identifies the college mission as the product each institution must deliver to society.
I further suggested that this new paradigm can offer insights into most mission-driven organizational systems.
In a Mission-Driven Organization, Your MISSION Is Your PRODUCT
This one should be pretty apparent. Your mission is a purpose as viewed through the lens of your organization’s values. It is what you are trying to produce or to deliver on. It keeps you centered and on track and, deployed wisely, it can be a strong incentive for both staff and leadership.
If you were a carmaker, your product would presumably be cars. But in that for-profit world, where the main value is to make money by making cars, if the same company could make money by doing something else, such as floating car loans or manufacturing buggy whips, then those would be viable options for production and profit too.
If “product” is too concrete, think of your mission then as a process or service. Whatever the analogy, your mission is both the purpose and the overarching desired outcome of your organization.
In the mission-driven and nonprofit world, the focus should largely be on the mission. If your mission is to support developmentally disabled kids, then that is what you do. You cannot get sidetracked by a sudden impulse to start a food bank no matter how altruistic and beneficial doing so may be—at least not without considerably altering the scope of your mission and your organizational structure.
In a Mission-Driven Organization, Your CLIENTS Are Your CONSUMERS
Just as students are a college’s principal consumers, your clients, the people and organizations you directly provide services to and/or support, are your consumers, not your customers.
So what is the difference? In the for-profit world, a customer is an individual who buys or receives a product or service; in the case of nonprofits, this would be whatever good or service fulfills the mission. With for-profits, the consumer is an individual who directly uses the product and is often one-and-the-same with the customer who makes the purchase. It is similar for nonprofits although the consumer and customer are more often separate. In many cases, the mission itself is to supply some good and/or service to clients who are not paying for that service, at least not at market value. Consequently, they consume (literally or figuratively) the goods and/or service you provide.
For instance, if the mission of your organization is to develop and provide studio space to up-and-coming artists, those artists become the consumers of whatever space and assistance you offer. This holds true even if you charge a reduced or at-cost rent. If they were clients in a purely transactional relationship in which you offer the space at an undiscounted or unsubsidized market rate, you would just be a commercial realtor. Another example: If your mission is to support a particular political cause by producing studies in line with your position, those who read and apply those studies are your consumers.
In a Mission-Driven Organization, SOCIETY Is Your CUSTOMER
At its simplest, the customer is that individual who pays you to deliver your product. For nonprofits and mission-driven organizations, this would be society itself, which, one way or another, is paying you to fulfill your mission. The payment could be through direct donations, foundation grants, government entities, or some other source. The relationship here is evidently transactional, but, just as with higher education, the idea is that your mission (product) is transformational.
Mission-driven organizations presumably serve a higher cause by adding value to society. In some cases the service to clients will directly benefit society, such as supporting economic development or promoting beautification or conserving land. In such cases, the consumer and the customer overlap or blend. Consider, if your nonprofit mission is to promote a political point of view, the very act of doing so would, in accord with your convictions, advance society. Your political opponents, though, may differ on that assumption.
More frequently, the service to society is indirect or cumulative, such as educating or feeding those in need or expanding the reach of the arts or providing religious instruction. If you are a church, your direct reach only extends as far as your congregation or the recipients of your charity, but presumably you intend the value to your individual constituents will extend through them to improve society in part or whole.
Of course, the societal improvements envisioned would be peculiar to each organization and its mission, and such improvement is in the eye of the beholder.
Transformation over Transaction?
As in my example from higher ed in Part 1, these distinctions matter. When in the past the focus of US higher ed was heavily on the mission as a transcendental aspiration and on the claim that higher ed was primarily a meritocracy that inherently benefitted society, students tended to get lost in the sauce. When the paradigm shifted to the student-as-customer model, the focus on societal benefit faded, and the student-university relationship became much too transactional. A balanced approach, with the college mission as product, society as customer, and the student as consumer, eliminates false dichotomies and recalibrates the relationship of higher ed to its product, customer, and consumer.
This healthy model can inform all mission-driven organizations albeit with two obvious caveats:
Nonetheless, considering your mission-driven organization in these terms can help you grasp its overall purpose while reconceptualizing and balancing the relations among its functions. Shifting emphasis to one area does not necessarily mean shifting focus away from another so long as their interdependence is understood. Assuring that the mission (product) is paramount does not warrant neglecting clients (consumers) or the overriding contribution of your organization to society (customer). Nor does it mean that focusing on the mission overrides organizational concerns, such as treating staff with the same dignity you seek for your clients. Doing good starts at home.
The relationship I describe deemphasizes the transactional and, when properly appreciated and calibrated, can guide your organization to be appropriately and powerfully transformational.
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Every organization needs to understand how its processes function, but in the world of nonprofits and other mission-driven organizations it can be difficult to maintain perspective on how that works exactly. What are the most important pieces of the operation, and how do they perform together? How do you maintain transactional relationships while fulfilling a transformational mission? Developments in nonprofit higher education in the US may offer insight.
For decades now, nonprofit and public higher education has endured an ongoing paradigm shift that reimagines students as customers. This shift ostensibly offers some considerable improvements over older models that assumed college to be primarily a meritocracy, such as a focus on providing students more access to college services to help assure their success. In practice, though, it has tended to displace the focus on academic matters in favor of concerns about student satisfaction, with decidedly mixed results. It also has contributed to more intensive attention to college marketing and pricing, which in turn contributes to a trend of students making initial college selections or even transferring from school to school in search of the best deals and not necessarily the best fit.
While finances are critically important, of course, and have always played a role in the choice of college or whether to go to college at all, decisions based solely or largely on fiscal anxiety seldom benefit students in the long run. Nonetheless, the conceptualization of college has gone from an overemphasis on academia as a transformational meritocracy to a predominantly transactional model.
Worse still, culturally and politically, this new model has recast higher ed primarily as being a benefit to individual college students rather than as a collective good, a perspective that is reflected in US education policy. From the individual student standpoint, college pricing and costs (which are discrete considerations) have risen precipitously as government subsidies dwindle. Furthermore, this shift has wrought an epistemological crisis that arguably can be seen playing out in our politics today where speculation and fabrication hold nearly the same status as a fact-based understanding of reality. The new perception is that college no longer exists primarily to make you better informed and even smarter. College is just there to get you a better job.
Meanwhile, simply going back to the old model of higher ed as a meritocracy for the select is not a desirable option either. That system tended to treat students almost as interchangeable or even disposable commodities. The individual student’s success mattered little to an apparatus that basked in its own sense of inherent value and entitlement and touted a supposed transcendental potentiality. Under those assumptions, if you struggled as a student, you deserved to struggle. The system itself could not be at fault or offer relief. Meanwhile and in sharp contrast, the scions of the privileged class were treated as though their parentage and social stratum were merit enough to for them to succeed no matter how inept they actually were. We can see this assumption still playing out among the most elite institutions.
Therefore, we need a new paradigm. What if, as Yan Dominic Searcy, a dean at California State University, Northridge, has proposed, rather than customers or end purchasers, the students were regarded as the consumers of what the college offers? In this formulation, the student is not involved in a purely business transaction but is simply an ancillary beneficiary of a transaction that the college conducts with its real customer: society itself. While the student may still (or not) contribute tuition, the people—usually via the government—significantly funds and benefits from the individual student’s education and its contribution to the growth of an educated populace. This public funding is clearest in public higher ed, but even private nonprofit institutions do and have long received a variety of both direct and indirect government and charitable subsidies.
For clarity on the distinction between a consumer and a customer, you can do a simple Google search for the terms. Shockingly, dig a little deeper and you may find that there are many discussions in higher ed literature, including peer-reviewed research papers, that seem to use the terms interchangeably, which hampers full understanding of the matter within higher ed. This seems particularly the case with UK studies for some reason.
A simple way of thinking about this distinction is to consider a gift. If I purchase a mug to give to you, I am the customer (the purchaser), and you are the consumer (the end user). If I keep the mug for myself, I am both the customer and the consumer.
Think of all the cheesy gift shops you have ever seen, particularly in tourist areas. Many of these are filled with products you would never buy for yourself but will still readily purchase to fulfill some need to return home laden with memorabilia to give others.
Recall just about any trip you have taken to a tourist site. No doubt, you have seen store that sells mugs or other trinkets as souvenirs. Perhaps you have no need of a new mug. Perhaps you have no desire to possess a chintzy reminder of your trip. Or, perhaps the mug is just plain awful. Whatever the case, imagine that you do not want to own this particular mug. Still, at the right price, it could be a suitable gift your neighbor who has been dutifully chasing kids off your lawn while you were on vacation. Thus, you may purchase this artifact and, in so doing, become the satisfied customer. For her part, your curmudgeonly neighbor may, out of guilt, out of a love of kitsch, or out of a need for an extra beverage container, keep the item. Your neighbor is then the satisfied, or at least gratified, consumer.
Thus, an entire industry—the cheesy tourist gift shop—exists in no small part due to this distinction between the customer who wants to buy but not own the product and the consumer who is not the buyer but is content to own it. And I bet, like me, you have no end of mugs, magnets, and other such tchotchkes from places you have never visited and never would visit cluttering up your house.
The economic, cultural, and epistemological advantages of introducing college-educated citizens into society are evident. College is a public good even as it benefits individual students. Ergo, the old dichotomy between the public good and private benefit is and has always been false. In this formulation with the student as the college’s consumer and society as its customer, we can see that the product a college offers is in fact its very mission. Alternately, if you prefer, the mission is a process or a service offered by the institution. However you conceive it, fulfillment of the mission is the desired outcome of institutional success. Importantly, a product, be it the college mission or the souvenir mug, only has value if it benefits both the consumer and the customer. If one is not happy, the whole process is a failure.
This new paradigm allows us to perceive the value of college education to society at large, which would serve to induce that society, via the government, to increase its support of higher education as it once did. Meanwhile, since we can then dispose of the false dichotomy between the societal benefit and the private good of higher education, individual student success can remain an important focus as students gain career and life skills—certainly the most valuable outcome from the student-as-customer model.
Furthermore, understanding this new paradigm for higher ed can inform how other mission-driven organizations regard and present themselves in the world.
My first administrative position at a university was as the founding dean of a School of Humanities and Social Sciences. My education and professional background is in the humanities, so I had much to learn about the social sciences and how they relate to the humanities as I stitched two disparate academic areas together.
For those whose have not been anointed as academic cognoscenti, the humanities are fields such as philosophy, religion, English, and often history. The social sciences consist of such fields as psychology, sociology, economics, political science, and sometimes history. This being academia, there are many other fields I could list as well as more overlaps, underlaps, interlaps, metalaps, and burlaps, but you get the idea.
Academic fields can be surprisingly territorial and unaccountably competitive. Take, for instance, the sometimes factious relationship encapsulated in the common phrases “soft sciences” and "hard sciences." The behavioral or social sciences are designated "soft" (read: inadequate, facile, insubstantial) while the natural sciences are regarded as "hard" (read: formidable, challenging, consequential). As strange as such hierarchies may seem to nonacademics, there are more. The humanities are often dismissed as not serious (read: just plain soft without even the patina of scientific hardness, mushy). Further down the pecking order, you may find the fine and performing arts, which are cast as softer still, (read: squishy). These are just some examples of the disciplinary caste system that bedevils academia.
Despite these distinctions and hierarchies, commonalities among these fields are evident. The natural sciences and the social sciences share research methodologies and even terminology. Meanwhile, although humanistic methodologies allow for far more fluidity than do the natural and social sciences, the social sciences and humanities share a common set of questions and inferences regarding the human experience. For their part, humanists themselves sometimes look down upon the arts as not being serious or scholarly enough even as they rely on the arts for much of their subject matter and much of their way of knowing, among other things.
For those keeping score, then, the traditional and entirely unreasonable pecking order of academic disciplines in the liberal arts is
1. Natural sciences (hard)
2. Social sciences (soft)
3. Humanities (mushy)
4. Arts (squishy)
To be sure, most competent academic professionals eschew this silly disciplinary caste system, which is largely the stomping ground of the arrogant and the ignorant. Solid academic professionals readily bridge the gaps between fields, capitalize on their similarities and synergy, and exploit their differences in order to collaborate on better serving students and scholarship.
What Are Soft Skills?
I recount all this as an oblique approach to the question of softness. Just as the social sciences were dismissed by some as soft sciences, the arts, the social sciences, and the humanities are sometimes dismissed as basic training in mere soft skills. There is a pronounced pliability at play in these fields that is allegedly not so important to other fields such as the natural sciences or business.
Soft skills, though, involve a mastery of the plasticity of human nature while hard skills are needed to perform particular tasks in a specific field. For example, the ability to persuade would be a soft skill in the workplace while the ability to utilize a database would be a hard skill. Both skills can be learned, but soft skills can be quite slippery while hard skills are often (not always) more readily grasped.
Importantly, despite the negative implications of the term “soft skills,” when employers are surveyed about what abilities they most value when hiring, the response invariably focuses on these very soft skills, such as communication, critical thinking, leadership, teamwork, problem-solving, creativity and on and on, with the implication that hard skills can be mastered on the job. Note that all these skills are difficult to define and yet are transferable across most professional fields.
What Are Human Tools+Paradigms?
I prefer to think of soft skills as “human skills" or “human tools and paradigms,” which, by a wild coincidence, is almost the title of this very blog, where I develop and offer a kit of tools and paradigms for leaders to understand their organization’s mission, their employees, their colleagues, and their role in the whole scheme. My essays don’t simply recite and describe the skills that need to be mastered. For that, just Google "soft skills" to get lists of "The 7 Soft Skills," "The Top 10 Soft Skills," or the 120 soft skills. Each of the tools and paradigms I elucidate, being rather challenging, demand contemplation, analysis, and sometimes demystification.
On my website and blog, I use a header image of mechanic’s tools, which most immediately evokes the hard skills but suggests that the soft skills I tout, the human tools and paradigms, are at least as materially relevant as the hard skills. They also require the most training, practice, and maintenance. This differentiation is represented by the glowing lamp that lies on top.
Those who possess and have mastered the use of an array of these human tools and paradigms, a fulsome kit, set themselves apart from the herd of the merely competent. They stand out as the extraordinarily accomplished among their peers and, not for nothing, make the most successful managers and leaders.
Continued proficiency in these skills requires ongoing development, improvement, and refinement. No matter the context, these human tools and paradigms have proven to be, again and again, the hardest skills of all, the soft ones.
A number of years ago I left a university where I had served for 15 years to take a position as the chief academic officer at a different school. Not long after I had started at this new place, some faculty and others darkly wisecracked about the “bags o' money” that resided under my desk. I heard this quip frequently enough that I have to admit that I did take a peek once. Nothing there but three paperclips, an old pencil, and a multigenerational family of fluffy dust bunnies.
I called maintenance.
Despite my disappointment, I have to admit that one of the nice things about this particular school was its solid endowment, and the fact that I did indeed have a decent sum of funds to distribute to students and faculty to meet relevant expenses. Virtually all of the funds were restricted, though, meaning their usage was predetermined by the donor for such purposes as student study abroad trips or professional development for faculty.
The burning question, then, was how to disperse these funds equitably while assuring that they would be put to their best use. Some faculty committees existed for just this objective, but they had been given control of only specific funds. A few gifts were controlled by school deans, who reported to me. The bulk came under no one’s jurisdiction in particular and therefore defaulted to my authority.
You may be thinking, “Well golly, Jim, that sounds like a good problem to have, big bags o' money under the desk,” but I found the situation most uncomfortable and not just because I value legroom. I did not want to be in the position of playing Solomon with gift funds—deciding who would receive them and who would go wanting, having to divvy up moneys, split the occasional baby, and undoubtedly tick everyone off. As unlikely as it seems, I just did not want moneybags under my desk, howsoever metaphorically.
The whole moneybags rumor stemmed from one of my predecessors who was known to dispense funds directly without going through the committees. To be clear, I am not implying that there was something illegal or even untoward about his practices. Both he and I were well within our rights to dole out the funds as we saw fit so long as we adhered to any restrictions the donors had imposed. Still, I did not like the potential inequity of such a practice, nor did I enjoy the responsibility of making such calls.
My predecessor, though, reportedly had few such compunctions. I am sure he had the best intentions, but what necessarily resulted was a perception of arbitrariness among the faculty that gave me the willies. Some faculty complained that only a select few had ever benefited from my predecessor’s largess. Whatever the reality, the mere perception of a specific in-group necessitates the conjuring of a corresponding out-group and fosters the growth of resentment. Moneybags, as it turns out, make a great fertilizer for sprouting suspicion and dissent.
The fact was that a few people were simply not shy about requesting funds, not that there is anything wrong with that. Others, though, were more reluctant to do so or not aware that funds were accessible upon request. I also learned that some of this second group habitually covered work expenses out-of-pocket, which was absolutely unacceptable.
I chose instead to avoid the appearance of inequity and aspired to see to it that the committees that already existed to distribute money fairly had access to most of the gift and endowed funds available to faculty and students. The moneybags under my desk were officially empty.
The problem with this scheme, though, was that it introduced a threat of equal but opposite potential, the unwelcome boogyman of bureaucratic decision-making. Instead of informally pitching requests to the chief academic officer, all faculty and students would now have to formally apply to the committees. They would have to fill out forms, mind deadlines, and earn approval. Plus, even after navigating all this seeming red tape, they still might not receive funds. The natural result: those who had previously had ready access to the erstwhile bags o' money were displeased by my decision while everyone else was chary of the new process.
Worse still, these funding committees had a fabled history of being too tight with the money, perhaps to counterbalance my predecessor’s relatively loose approach. They had demanded detailed applications and enforced deadlines without compromise, which did not always reflect the reality of student and faculty needs. They also had a reputation for rejecting requests on fairly flimsy grounds and with a hint of personal bias. One thing was clear. The prevailing mindset on the committees assumed that their charge was to “save money” by finding reasons not to approve applications.
I worked with the committees to assure that the application process was not onerous. My attitude, one I probably shared with my predecessor, Dr. Moneybags, was that the funds were donated for a reason, and it was our job to see that they were spent wisely and to great effect in support of the university’s mission. I made sure the committee members knew that spending the money unwisely or not spending it at all were two outcomes to be avoided. Donors donate because they want to see their money do good, not because they want to have it simply roll over to the next year. For additional clarity on this point, read the Parable of the Talents, a basic primer on philanthropic expectations.
It did not take long for the committees to get their acts together and change their mindsets. Faculty and students who needed funding for travel, study, equipment, books, and so on were able to access what was available while the committees balanced oversight and equity with minimized friction. Committee members made decisions strictly on the merits of the applications and did not penalize for petty errors. We had to have deadlines, but we also had provisions for retroactive decisions where necessary. The default position shifted so that the committees understood their charge was to distribute funds, not to horde them. In other words, I convinced them to always start with yes, one of my core principles.
The Lesson of Emptied Moneybags: The Arbitrary Is the True Enemy
In the process, I learned something about the nature of arbitrary decision-making. Lurking on the extreme edges of the old system were two enemies of equity. On one side, was my predecessor’s reputed predilection for handing out funds pretty much upon request with scant discernment. On the other was an overly bureaucratized committee system that did not allow for uncertainty.
I came to embrace a truth that has guided my building of processes and systems ever since. Higher ed, like most industries, is rife with laments about the unwarranted impositions of bureaucracy, and rightly so. Bloated bureaucracies, with their proscriptive and prescriptive unreason--the proverbial red tape--can be oppressive.
Nonetheless, I learned that the enemy of efficiency is not bureaucracy, per se. Nor is the enemy the executive officer who directs activities with few checks (even while cutting a few checks). The true enemy of efficiency is the arbitrariness that invariably accompanies extremes of overly bureaucratized or overly capricious administration. No matter the size of the organization, the governance system needs to be carefully calibrated to be both benign and helpful in order to eliminate the inequity and arbitrariness of both extreme bureaucracy and extreme capriciousness. The task of a system-builder and leader is to find that sweet spot in the middle, build upon it, and maintain it.
Having control of bags o' money may sound swell, and it really is, but relinquishing control to a rational process is even sweller.
Let’s start with a wooden chair. For the chair to be an excellent chair, it must have integrity. If I present a wooden chair to you and suggest that it lacks integrity, you would wisely be wary before you sit down. What does it mean, though, to say a wooden chair lacks integrity?
A chair that lacks integrity is missing some key element and/or is not solidly built. Perhaps it is missing a leg, or the legs are all different lengths. Perhaps it is well put together, but the wood is fragile, like balsa; or, perhaps the wood is sturdy, like oak, but the chair is poorly constructed. The screws are not tight and the joints not properly glued. It could be that the seat and legs are solid, but the back is flimsy. Whatever you do, don’t lean back!
Any one of these qualities would be evidence that the chair lacked integrity.
To be clear, physical integrity has nothing to do with the fact that the chair’s size does not suit you or that the color is all wrong or that the chair is out of style. Integrity is not a matter of aesthetics or personal preference. Additionally, an uncomfortable cushion does not mean the chair itself lacks integrity although it could mean the cushion does.
Physical integrity, as with our wooden chair, is a combination of wholeness, solidity, and reliability. If the chair is not whole or not solid, it is not reliable and lacks integrity. Indeed, the chair in question is entirely unexcellent. You should consider standing.
In contrast, when we talk about the integrity of a person, we usually do not refer to physical integrity. For instance, we would not say that a football player who is easily knocked down lacks integrity any more than we would say that the solid build of another player is an indication of his integrity. When we refer to integrity in humans, it is not physical but moral integrity we are citing, and moral integrity must be held internally as well as practiced regularly. Moral integrity, lived day in and day out, builds resilience and leads eventually to the achievement of excellence.
Moral integrity has to do with the practice and application of personal principles, values, and ethics rather than material qualities. It is a matter of a person’s inner choices and guideposts, which may develop from or be informed by a number of sources, such as parenting, religion, school, philosophy, or society.
Human or moral integrity is not unlike the physical integrity we expect from a chair in that moral integrity too is marked by wholeness, solidity, and reliability. Integrity in a person must be complete. It must extend to every aspect of a person’s daily behavior and choices. To be whole, integrity cannot be compartmentalized: practiced in this situation but suspended in that other one. Moral integrity must be solid, able to withstand the buffeting it will face in daily practice. And it must be reliable, available to confront every challenging situation.
A Breaking Bad Interlude
The popular television drama Breaking Bad is as much about moral integrity as about drug dealing. It starts with nebbishy high school chemistry teacher Walter White moving through life with an enhanced sense of his own integrity, having sacrificed a lucrative career for a life of normality and professional ignominy. But his is not a solid integrity. A health crisis and related financial distress cause him to break with his own moral code. It turns out that all along his integrity was just a mask for stubborn pride. He even resents and rejects an offer of help from his former business partners who struck it big after he pulled out of their endeavor.
What is his workaround? He turns to cooking and selling crystal methamphetamine and adopts a ruthless persona he names "Heisenberg." He is so far gone that he starts wearing a pork pie fedora and sporting a hipster goatee. The man clearly has no bottom.
Certainly a man of more solid integrity would swallow his pride for the sake of his family and accept the money from his well-to-do friends, not turn to a life of crime. His personal abhorrence of and moral objections to the meth he manufactures and sells are immaterial. Indeed, his overweening pride in his abilities, which masquerades as integrity, transmogrifies into an insistence that he produce only the very highest quality meth. Walter White does indeed achieve excellence but only in a most vile domain.
White’s integrity is also not whole. Even as he rises to become a drug lord, he tries to maintain a modicum of integrity in his interactions with his family, but this effort, of course, fails. His commitment to integrity is just too compromised and compartmentalized. Soon, White’s reliability as a husband and father dissipates as he sinks into the morass of corruption borne of his own poor choices. Even his wife gets caught up in his dealings, and his DEA agent brother-in-law ends up dead. White inevitably abandons his family but, in a perverse burst of paternal devotion, extorts his former business associates to assure that his wife and kids are financially secure. Finally, he sacrifices his life to save that of his drug-dealing partner and surrogate son, thus demonstrating that, in truth, there is honor among thieves, but it is really, really twisted. Walter White's brand of integrity is a grotesquerie.
White’s lawyer, Saul Goodman (nee Jimmy McGill), is cut from a different cloth when it comes to integrity. In the Breaking Bad prequel series, Better Call Saul, Saul/Jimmy starts out life with a severe integrity deficiency, stealing from the till of his father’s store as a boy, only to mature into “Slippin’ Jimmy,” an inveterate con artist and grifter. He eventually straightens out, becomes a lawyer, and tries to stay in the moral lane, but the inchoate nature of his newfound integrity renders it weak in the face of temptation. His integrity lacks solidity.
By contrast, his brother, Charles, also a lawyer, adheres to a strict interpretation of the law and the legal profession and regards himself as a paragon of integrity. Unfortunately his commitment to integrity, while solid as it comes, is not whole as it does not extend even to his brother, whom he undermines at every turn. In fact, it is a conceit of the show that Charles’ spiteful exertions of professional and personal jealousy repeatedly undercut his brother’s attempts to establish and maintain his own sense and commitment to integrity. When Charles' integrity finally fails altogether, he can imagine no other resolution than to end it all.
Saul/Jimmy’s integrity is not solid. Charles’ integrity is not whole. Neither of them are reliable.
These shows are fictional, of course, and dramatically hyperbolic, but they offer good examples of the perils of weak and incomplete integrity as well as good television viewing.
While moral integrity must be whole, solid, and reliable, like our chair, it is not merely a static intention. It is a practice, a continuous course of action within the guidelines of principles that must be attended and adhered to. As Albert Camus said, “Integrity has no need of rules," and thus these guiding principles, whatever their derivation, must radiate from within. Integrity is not subject to a set of external regulations or protocols but is intrinsic to the person. Integrity is the application of strength of character.
Integrity is marked by neither stubbornness nor rigidity, which is why Walter White and Charles McGill lack it. They are too rigid: White in his personal pride and Charles in his professional pride. Their hubristic inflexibility causes them, when faced with challenges superior to their strength, to break.
In contrast, real and constant integrity builds resilience, that inner quality that enables one to snap back from adversity—even when that adversity is itself the result of a failure of integrity. Ultimately, integrity is a fount of many virtues.
As Lennie Bennet said, when integrity is so ingrained that it is a habit, excellence will ensue. Cutting corners, deceiving, shirking, evading, gaslighting, bullying, and bullshitting are all anathema to the habit of integrity. Anything built using these means and other fraudulent or facile methods, even if it succeeds, will be substandard, far less than it could have been.
Have no illusions: applying and maintaining integrity is difficult, and, like any human effort, it can sometimes lead to unintended consequences that must be addressed. The advantage is that anything pursued or built with integrity in mind will, at its core, always be solid and whole. You can rely on it.
Is it ever okay for a boss to yell at employees?
I am not talking about being stern or raising one’s voice. I mean yelling, as in flat-out screaming as an expression of anger and an attempt to exert control. Again, I am not referencing a slightly elevated volume or even harsh language. I am not speaking about stern looks or flinty expressions of disappointment or ire. This essay is about bosses who just yell.
Take this instance of what I mean. I once had a boss blast me with the insult "I hate your words!" She then ripped into me so loudly that someone across the hall closed the office door. That is what I am talking about. Nasty, malicious shouting unleashed to silence, insult, or mortify an employee. By the way, I still have no idea what I said that set her off. She was just bonkers.
Of course, with all things management, there is a nuance to unpack. Some yelling may be appropriate or even necessary, but very rarely and only in very narrow circumstances. I can imagine scenarios where an employee is acting out in public or screaming at a colleague or colleagues are screaming at each other and only the boss’s raised voice will halt the tirade. I can imagine these scenarios because I have lived them and had to, as a boss, loudly intervene myself. I had to noisily assert my authority to stop the shouting and then set about assuring that a more civil tone would prevail. Such things happen. If they happen often, they are a symptom of a larger problem. Whatever the cause, though, yelling should lurk at the very bottom of the boss's well-supplied tool chest.
A boss who yells purely in anger or animus, even if infrequently, is out of line, plain and simple. Yelling may provide the boss some degree of control but only temporarily. In the meantime, the humiliated employee and any witnesses will harbor a combination of fear and resentment that can gestate into raw contempt for the boss no matter how out-of-character the boss’s anger was. Unwarranted yelling is a sign of weakness. It is never more than an attempt to release frustration and exert raw power to overwhelm a subordinate. Because the employee is subordinate and usually has no ability to fight back, it is the crassest and most pathetic form of bullying and a mark of craven cruelty. A sincere, appropriately public, and well-timed apology may mitigate the resentment, but there will still be much goodwill to make up.
There is a special place in hell for bosses who yell.
The ramifications of a boss’s bullying can be massive and long-lasting. A boss who regularly yells will create deep divisions among employees. Most will cower and comply while others will hunker down and hide. The smallest group will want to stand up to the abuse. None of these employees will have any real respect for the boss who relies on fear to lead, though, and the rupture and discord among them is a sure mark of a failure of leadership and an unhealthy workplace. Expect sinking morale, decreased productivity, and rampant turnover.
In fact, perhaps the special place in hell that is reserved for screaming bosses is a perverse replica of the hell they produced in their own workplace. Maybe, for some of the worst, they will end up with someone just like them or even themselves as their own boss!
In "No Exit," Sartre made the point that "Hell is other people." I posit that for the particularly pusillanimous class of hell denizens, the yelling bosses, maybe the most deserved and torturous hell is just other yelling bosses.
Jim Salvucci, Ph.D.
I am a former English Professor and academic administrator with experience at several institutions in the U.S. and Canada. I have a broad background in management and leadership and have mentored countless faculty, staff, and students, by offering them Tools+Paradigms to help them rethink their assumptions and practices. The Human Tools+Paradigms I present in this blog capture what I have learned from working with them and from my experience and research. You can read more about me here.
Jim Salvucci, Ph.D.